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Detailed Report
RANDALL LEE ZAHARIA
RANDY ZAHARIA
CRD#: 4565341
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Investment Adviser
CLIFFORD SWAN INVESTMENT COUNSELORSCRD#: 108033 177 E. Colorado Blvd.,
Suite 550
PASADENA, CA 91105
Registration History
2002200420062008201020122014201620182020202220242026IACLIFFORD SWAN INVESTMENT COUNS... (CRD# 108033)2002 - Present (22 years)
License(s)

State Registrations

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California 7/17/2002
Current Registration(s)
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CLIFFORD SWAN INVESTMENT COUNSELORS (CRD#:108033)
177 E. Colorado Blvd., Suite 550, PASADENA, CA 91105
Registered with this firm since 7/17/2002
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.