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BRIAN A DE SOUZA
BRIAN ALEXANDER DE SOUZA, BRIAN A DESOUZA, BRIAN DESOUZA
CRD#: 4564972
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2650 NORTH MILITARY TRAIL
SUITE 400
BOCA RATON, FL 33431
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2023 (14 years)2 FIRMS2023 - Present (1 year)BNEWBRIDGE SECURITIES CORPORATION (CRD# 104065)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Colorado 12/8/2023

IA
Texas 12/8/2023

B
Florida 12/8/2023

B
Wyoming 12/8/2023

IA
Florida 12/11/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2650 NORTH MILITARY TRAIL SUITE 400, BOCA RATON, FL 33431
Registered with this firm since 12/8/2023

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2650 NORTH MILITARY TRAIL SUITE 400, BOCA RATON, FL 33431
Registered with this firm since 12/8/2023

Previous Registration(s)
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IA
06/01/2009 - 12/13/2023 MORGAN STANLEY (CRD#:149777) Boca Raton, FL
B
06/01/2009 - 12/13/2023 MORGAN STANLEY (CRD#:149777) Boca Raton, FL
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOCA RATON, FL
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOCA RATON, FL
IA
03/26/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BOCA RATON, FL
B
02/03/2003 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BOCA RATON, FL
B
12/13/2002 - 01/02/2003 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) BOCA RATON, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.