Individual Firm
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ALEXANDER MICHAEL KIENLE
ALEX KIENLE, ALEXANDER KIENLE
CRD#: 4564670
IA
B
WESTMARK WEALTH MANAGEMENTCRD#: 334109 5050 N 40TH ST
STE 140
PHOENIX, AZ 85018
STE 140
PHOENIX, AZ 85018
View By:
3/26/2013
Customer Dispute
Denied
State Registrations
IA
Arizona 1/3/2025
IA
Texas 1/3/2025
IA
Registered with this firm since 1/3/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/30/2013 - 01/06/2025 | PHOENIX, AZ | |
B | 05/29/2013 - 01/06/2025 | PHOENIX, AZ | |
IA | 01/04/2011 - 05/28/2013 | PHOENIX, AZ | |
B | 06/02/2003 - 05/28/2013 | PHOENIX, AZ | |
B | 06/02/2003 - 05/28/2013 | PHOENIX, AZ | |
IA | 09/21/2010 - 12/31/2010 | PHOENIX, AZ | |
IA | 11/10/2003 - 12/31/2007 | PHOENIX, AZ |
PHOENIX, AZ
11/10/2003 - 12/31/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.