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Detailed Report
DANIEL WIDRICH
DANIEL M WIDRICH, DANIEL M. WIDRICH, DANIEL MARTIN WIDRICH
CRD#: 4564512
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ONE DESTINY WAY
WESTLAKE, TX 76262
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2006 - 2018 (11 years)3 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - Present (4 years)BTHE GMS GROUP, LLC (CRD# 8000)2005 - 2006 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2003 - 2004 (1 year)IAMORGAN STANLEY (CRD# 7556)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 10/22/2020
B
Nebraska 10/22/2020
B
Alaska 10/22/2020
B
Nevada 10/22/2020
B
Arizona 10/22/2020
B
New Hampshire 10/22/2020
B
Arkansas 10/22/2020
B
New Jersey 10/22/2020
B
California 10/22/2020
B
New Mexico 10/22/2020
B
Colorado 10/22/2020
B
New York 10/22/2020
B
Connecticut 10/22/2020
B
North Carolina 10/22/2020
B
Delaware 10/22/2020
B
North Dakota 10/22/2020
B
District of Columbia 10/22/2020
B
Ohio 10/23/2020
B
Florida 10/22/2020
B
Oklahoma 10/22/2020
B
Georgia 10/22/2020
B
Oregon 10/22/2020
B
Hawaii 10/22/2020
B
Pennsylvania 10/22/2020
B
Idaho 10/22/2020
B
Puerto Rico 10/22/2020
B
Illinois 10/22/2020
B
Rhode Island 10/22/2020
B
Indiana 10/22/2020
B
South Carolina 10/22/2020
B
Iowa 10/22/2020
B
South Dakota 10/22/2020
B
Kansas 10/22/2020
B
Tennessee 10/22/2020
B
Kentucky 10/22/2020
B
Texas 10/21/2020
B
Louisiana 10/22/2020
IA
Texas 10/22/2020
B
Maine 10/22/2020
B
Utah 10/22/2020
B
Maryland 10/22/2020
B
Vermont 10/22/2020
B
Massachusetts 10/22/2020
B
Virgin Islands 10/22/2020
B
Michigan 10/22/2020
B
Virginia 10/22/2020
B
Minnesota 10/22/2020
B
Washington 10/22/2020
B
Mississippi 10/22/2020
B
West Virginia 10/22/2020
B
Missouri 10/22/2020
B
Wisconsin 10/22/2020
B
Montana 10/22/2020
B
Wyoming 10/22/2020

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 10/22/2020
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ONE DESTINY WAY, WESTLAKE, TX 76262
FORT WORTH, TX
Registered with this firm since 10/21/2020
Previous Registration(s)
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IA
 06/11/2018 - 07/02/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Southlake, TX
IA
 06/11/2018 - 07/02/2020 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
B
 06/11/2018 - 07/02/2020 TD AMERITRADE, INC. (CRD#:7870) Southlake, TX
IA
 12/08/2006 - 05/29/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
 12/07/2006 - 05/29/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
 08/23/2005 - 08/21/2006 THE GMS GROUP, LLC (CRD#:8000) BOCA RATON, FL
IA
 01/24/2005 - 05/27/2005 SUNTRUST SECURITIES, INC. (CRD#:17499) FT. LAUDERDALE, FL
B
 01/13/2005 - 05/27/2005 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
IA
 04/13/2004 - 10/14/2004 MORGAN STANLEY (CRD#:7556) FTLAUDERDALE, FL
B
 08/20/2003 - 10/14/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 07/01/2003 - 08/20/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 04/17/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.