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Kevin Milan Reed
Kevin M Reed, Kevin Reed
CRD#: 4564362
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Previous Investment Adviser
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Previous Broker
SUSPENDED
FINRA has suspended this individual from acting as a broker. Please see the detailed report for more information
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
2008201020122014201620182020202220242026IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2022 - 2023 (<1 year)IAPNC INVESTMENTS (CRD# 129052)2021 - 2022 (1 year)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2019 - 2021 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2018 (7 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2008 - 2011 (2 years)
Disclosure(s)
View By:
3/4/2025
Customer Dispute
Pending
1/6/2025
Regulatory
Final
4/13/2023
Employment Separation After Allegations
10/28/2016
Customer Dispute
Denied
Previous Registration(s)
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08/04/2022 - 05/05/2023 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) Sun City, AZ
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08/30/2021 - 08/02/2022 PNC INVESTMENTS (CRD#:129052) PHOENIX, AZ
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10/17/2019 - 08/17/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) SURPRISE, AZ
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01/03/2011 - 01/02/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SUN CITY WEST, AZ
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12/09/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SUN CITY WEST, AZ
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.