• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JUSTIN PAUL FERDULA
CRD#: 4561867
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 111 S WACKER DRIVE
SUITE 3200
CHICAGO, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)
Disclosure(s)
View By:
12/26/1997
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 5/8/2017

B
New Jersey 5/8/2017

B
Arizona 5/8/2017

B
New Mexico 5/8/2017

B
California 5/8/2017

B
New York 5/8/2017

B
Colorado 5/8/2017

B
Ohio 5/8/2017

B
Connecticut 5/8/2017

B
Oregon 10/28/2020

B
Florida 5/8/2017

B
South Carolina 5/8/2017

B
Georgia 5/8/2017

B
Tennessee 11/29/2022

B
Illinois 5/8/2017

IA
Texas 5/8/2017

IA
Illinois 6/30/2017

B
Texas 5/16/2017

B
Indiana 5/8/2017

B
Vermont 5/8/2017

B
Massachusetts 5/8/2017

B
Wisconsin 5/8/2017

B
Michigan 5/8/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
111 S WACKER DRIVE SUITE 3200, CHICAGO, IL 60606
CHICAGO, IL
Registered with this firm since 5/8/2017

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
111 S WACKER DRIVE SUITE 3200, CHICAGO, IL 60606
CHICAGO, IL
Registered with this firm since 5/8/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 05/10/2017 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
06/01/2009 - 05/10/2017 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
IA
05/13/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
08/20/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.