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DENNIS CORAL
CRD#: 4561718
IA
Investment Adviser
B
Previous Broker
CORAL WEALTH MANAGEMENT, LLCCRD#: 307117 20801 BISCAYNE BLVD.
SUITE 403
MIAMI, FL 33180
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2014 (4 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2020 (3 years)IACORAL WEALTH MANAGEMENT, LLC (CRD# 307117)2020 - Present (4 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2017 (2 years)BLADENBURG, THALMANN & CO., INC. (CRD# 505)2002 - 2003 (<1 year)BLADENBURG CAPITAL MANAGEMENT INC. (CRD# 14623)2002 - 2002 (<1 year)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2017 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)
Disclosure(s)
View By:
1/24/2017
Regulatory
Final
License(s)

State Registrations

IA
Florida 7/2/2020

Current Registration(s)
IA
CORAL WEALTH MANAGEMENT, LLC (CRD#:307117)
20801 BISCAYNE BLVD. SUITE 403, MIAMI, FL 33180
Registered with this firm since 7/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/14/2017 - 07/20/2020 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC (CRD#:144426) MIAMI, FL
B
03/27/2017 - 07/20/2020 INTERNATIONAL ASSETS ADVISORY, LLC (CRD#:10645) MIAMI, FL
IA
01/11/2017 - 02/17/2017 KOVACK ADVISORS, INC. (CRD#:140808) Fort Lauderdale, FL
B
01/06/2017 - 02/17/2017 KOVACK SECURITIES INC. (CRD#:44848) Fort Lauderdale, FL
IA
08/18/2016 - 01/19/2017 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) FORT LAUDERDALE, FL
B
05/29/2014 - 01/19/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) FORT LAUDERDALE, FL
IA
06/09/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) FORT LAUDERDALE, FL
IA
06/01/2009 - 04/29/2014 MORGAN STANLEY (CRD#:149777) AVENTURA, FL
B
06/01/2009 - 04/29/2014 MORGAN STANLEY (CRD#:149777) AVENTURA, FL
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) AVENTURA, FL
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) AVENTURA, FL
IA
05/09/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) AVENTURA, FL
B
04/11/2003 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) AVENTURA, FL
B
11/20/2002 - 01/02/2003 LADENBURG, THALMANN & CO., INC. (CRD#:505) NEW YORK, NY
B
09/09/2002 - 11/20/2002 LADENBURG CAPITAL MANAGEMENT INC. (CRD#:14623) BETHPAGE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.