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Michael Nelson
MICHAEL E NELSON, MICHAEL ERNEST NELSON, MICHAEL NELSON, MIKE ERNEST NELSON
CRD#: 4561297
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J.P. MORGAN SECURITIES LLCCRD#: 79 190 Lake Dr E Ste 130
Chanhassen, MN 55317
Chanhassen, MN 55317
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Disclosures
21
Years of Experience
View By:
State Registrations
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Minnesota 9/18/2024
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Texas 9/18/2024
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Minnesota 9/18/2024
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Texas 9/18/2024
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North Carolina 9/18/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 9/18/2024
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Registered with this firm since 9/18/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/05/2023 - 09/27/2024 | Bloomington, MN | |
B | 11/23/2022 - 09/27/2024 | Bloomington, MN | |
IA | 11/01/2021 - 09/05/2023 | BLOOMINGTON, MN | |
B | 11/01/2021 - 09/05/2023 | BLOOMINGTON, MN | |
IA | 06/23/2021 - 10/18/2021 | WESTLAKE, TX | |
B | 05/31/2021 - 10/18/2021 | WESTLAKE, TX | |
IA | 05/07/2019 - 04/09/2021 | MINNETONKA, MN | |
B | 05/07/2019 - 04/09/2021 | MINNETONKA, MN | |
IA | 08/08/2018 - 11/27/2018 | MOUND, MN | |
B | 08/08/2018 - 11/27/2018 | MOUND, MN | |
IA | 04/15/2017 - 03/07/2018 | SAINT LOUIS, MO | |
B | 12/16/2008 - 03/07/2018 | BLAINE, MN | |
B | 07/31/2002 - 06/17/2008 | MINNEAPOLIS, MN | |
B | 07/31/2002 - 07/03/2006 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.