Individual Firm
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RYAN DEPTULA
RYAN PATRICK DEPTULA, Ryan P Deptula, Ryan Deptula
CRD#: 4561054
IA
B
WELLS FARGO ADVISORSCRD#: 19616 10225 BALBOA BLVD
NORTHRIDGE, CA 91325
NORTHRIDGE, CA 91325
0
Disclosures
18
Years of Experience
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State Registrations
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California 7/5/2022
B
Hawaii 5/25/2023
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California 9/14/2022
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Idaho 11/25/2024
B
Florida 5/16/2023
B
Montana 8/15/2023
B
Georgia 11/14/2024
B
South Carolina 6/6/2024
SRO Registrations
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B
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B
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 9/14/2022
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Registered with this firm since 5/3/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2012 - 05/04/2022 | CHATSWORTH, CA | |
B | 05/02/2009 - 10/01/2012 | CHATSWORTH, CA | |
B | 05/11/2007 - 05/02/2009 | CHATSWORTH, CA | |
B | 07/16/2002 - 09/18/2002 | GREENWOOD VILLAGE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.