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THOMAS MICHAEL PITTALA
THOMAS PITTALA
CRD#: 4560403
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1900 SHAWNEE MISSION PKWY
STE 110
MISSION WOODS, KS 66205
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2008 - 2023 (15 years)2 FIRMS2023 - Present (1 year)BCOMMERCE BROKERAGE SERVICES, INC. (CRD# 17140)2004 - 2008 (3 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2004 (1 year)IACOMMERCE BROKERAGE SERVICES, INC (CRD# 17140)2006 - 2008 (1 year)
Disclosure(s)
View By:
4/12/2001
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 8/29/2023

IA
Iowa 8/29/2023

IA
Arizona 9/13/2023

B
Iowa 1/9/2025

B
California 1/9/2025

B
Kansas 8/29/2023

IA
California 1/9/2025

IA
Kansas 8/29/2023

B
Colorado 8/29/2023

B
Michigan 8/29/2023

IA
Colorado 8/29/2023

IA
Michigan 8/29/2023

B
Connecticut 1/9/2025

B
Missouri 8/29/2023

IA
Connecticut 1/9/2025

IA
Missouri 8/29/2023

B
Florida 8/29/2023

B
Oklahoma 2/22/2024

IA
Florida 9/1/2023

B
Texas 11/27/2024

IA
Georgia 9/1/2023

IA
Texas 11/27/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1900 SHAWNEE MISSION PKWY STE 110, MISSION WOODS, KS 66205
Registered with this firm since 8/29/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1900 SHAWNEE MISSION PKWY STE 110, MISSION WOODS, KS 66205
Registered with this firm since 8/29/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/05/2008 - 08/30/2023 UMB FINANCIAL SERVICES, INC. (CRD#:17073) Kansas City, MO
B
03/05/2008 - 08/30/2023 UMB FINANCIAL SERVICES, INC. (CRD#:17073) Kansas City, MO
IA
05/05/2006 - 03/31/2008 COMMERCE BROKERAGE SERVICES, INC (CRD#:17140) LAWRENCE, KS
B
11/22/2004 - 03/31/2008 COMMERCE BROKERAGE SERVICES, INC. (CRD#:17140) LAWRENCE, KS
B
01/10/2003 - 09/23/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
IA
08/22/2002 - 01/31/2003 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
08/07/2002 - 01/31/2003 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.