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POURYA NAEIMI
NAEIMI POURYA
CRD#: 4559681
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 400 HAMILTON AVE
PALO ALTO, CA 94301
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - Present (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2009 (4 years)
Disclosure(s)
View By:
12/13/2017
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 12/16/2019

B
New Mexico 8/1/2014

B
California 1/3/2011

B
New York 1/3/2011

IA
California 1/3/2011

B
North Carolina 1/3/2011

B
Colorado 5/7/2015

B
Ohio 1/3/2011

B
Florida 11/16/2016

B
Oregon 5/22/2020

B
Kansas 6/10/2021

B
South Carolina 11/13/2023

B
Massachusetts 1/3/2011

B
Texas 1/3/2011

B
Missouri 2/2/2017

B
Utah 7/19/2019

B
Nebraska 11/21/2017

B
Vermont 2/22/2011

B
Nevada 7/29/2022

B
Washington 5/26/2016

B
New Jersey 9/11/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
400 HAMILTON AVE, PALO ALTO, CA 94301
301 UNIVERSITY AVE [VD-RBO], PALO ALTO, CA 94301
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
400 HAMILTON AVE, PALO ALTO, CA 94301
301 UNIVERSITY AVE [VD-RBO], PALO ALTO, CA 94301
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/19/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PALO ALTO, CA
B
08/19/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PALO ALTO, CA
IA
06/01/2009 - 08/18/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MENLO PARK, CA
B
06/01/2009 - 08/18/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MENLO PARK, CA
IA
07/08/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
B
11/11/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.