Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Matthew Innecken Stroud
Matt Stroud
CRD#: 4558247
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 303 N Broadway
Billings, MT 59101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2002 - 2017 (14 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2013 - 2017 (3 years)
Disclosure(s)
View By:
12/17/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/23/2020
B
Nebraska 8/31/2020
B
Arizona 1/7/2019
B
Nevada 11/21/2018
B
California 11/21/2018
B
New York 3/28/2021
B
Colorado 4/17/2019
B
North Carolina 2/11/2025
B
Delaware 11/25/2024
B
Ohio 7/26/2021
B
Florida 11/6/2017
B
Oregon 6/29/2020
B
Georgia 7/31/2017
B
Pennsylvania 2/11/2025
B
Idaho 1/21/2021
B
South Carolina 1/30/2020
B
Illinois 5/8/2018
B
South Dakota 3/28/2021
B
Indiana 9/8/2023
B
Tennessee 4/1/2021
B
Kansas 4/22/2019
B
Texas 5/2/2018
B
Kentucky 8/22/2022
IA
Texas 2/7/2025
B
Louisiana 11/2/2017
B
Utah 4/5/2023
B
Maryland 8/6/2021
B
Virginia 11/18/2024
B
Massachusetts 3/31/2022
B
Washington 12/18/2018
B
Minnesota 10/20/2023
B
Wisconsin 12/14/2020
B
Montana 8/14/2017
B
Wyoming 9/28/2017
IA
Montana 8/16/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
303 N Broadway, Billings, MT 59101
1645 Grand Ave, Billings, MT 59102
Registered with this firm since 8/3/2017
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
303 N Broadway, Billings, MT 59101
1645 Grand Ave, Billings, MT 59102
Registered with this firm since 7/31/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/03/2013 - 08/03/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAVANNAH, GA
B
 09/04/2002 - 08/03/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAVANNAH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.