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Detailed Report
DAVID JEROME HERRMAN JR.
D.J. JEROME HERRMAN JR.
CRD#: 4557245
IA
Investment Adviser
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Broker
PNC INVESTMENTSCRD#: 129052 2629 SCOTTSVILLE ROAD
BOWLING GREEN, KY 42104
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2006 - 2009 (3 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2004 - 2005 (1 year)BEDWARD JONES (CRD# 250)2004 - 2004 (<1 year)BHORACE MANN INVESTORS INC (CRD# 11643)2002 - 2004 (1 year)IANATCITY INVESTMENTS, INC. (CRD# 17490)2008 - 2009 (1 year)
Disclosure(s)
View By:
10/19/2005
Employment Separation After Allegations
License(s)

State Registrations

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Florida 9/28/2015
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Kentucky 11/13/2009
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Georgia 1/7/2016
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New York 1/13/2016
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Indiana 5/22/2014
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Tennessee 6/5/2017
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Kentucky 11/13/2009

SRO Registrations

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 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
2629 SCOTTSVILLE ROAD, BOWLING GREEN, KY 42104
3013 FREDERICA STREET, OWENSBORO, KY 42301
Registered with this firm since 11/13/2009
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PNC INVESTMENTS (CRD#:129052)
2629 SCOTTSVILLE ROAD, BOWLING GREEN, KY 42104
3013 FREDERICA STREET, OWENSBORO, KY 42301
Registered with this firm since 11/13/2009
Previous Registration(s)
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 03/07/2008 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) BOWLING GREEN, KY
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 05/30/2006 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) BOWLING GREEN, KY
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 10/19/2004 - 10/20/2005 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
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 04/27/2004 - 09/22/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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 07/19/2002 - 02/25/2004 HORACE MANN INVESTORS INC (CRD#:11643) SPRINGFIELD, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.