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Detailed Report
BRIAN JOHN FORNERIS
BRIAN J. FORNERIS
CRD#: 4556917
IA
Investment Adviser
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Previous Broker
MARCUM WEALTH, LLCCRD#: 134628 Amherst, OH
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2005 (1 year)2 FIRMS2006 - 2013 (7 years)2 FIRMS2013 - 2019 (5 years)IAMARCUM WEALTH, LLC (CRD# 134628)2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2019 - 2022 (3 years)BCOUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060)2002 - 2003 (1 year)IAINTELLICENTS INVESTMENT SOLUTI... (CRD# 107498)2022 - 2023 (<1 year)IACOUNTRY TRUST BANK (CRD# 109487)2003 - 2003 (<1 year)
License(s)

State Registrations

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Ohio 10/26/2023
Current Registration(s)
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MARCUM WEALTH, LLC (CRD#:134628)
Amherst, OH
Registered with this firm since 10/26/2023
Previous Registration(s)
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 12/16/2022 - 09/20/2023 INTELLICENTS INVESTMENT SOLUTIONS INC (CRD#:107498) Amherst, OH
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 02/13/2019 - 03/17/2022 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
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 08/01/2013 - 02/07/2019 STANCORP INVESTMENT ADVISERS, INC. (CRD#:110228) INDEPENDENCE, OH
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 07/30/2013 - 02/07/2019 STANCORP EQUITIES, INC. (CRD#:19517) INDEPENDENCE, OH
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 01/13/2006 - 06/14/2013 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) CLEVELAND, OH
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 01/04/2006 - 06/14/2013 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) CLEVELAND, OH
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 02/24/2004 - 12/08/2005 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) INDEPENDENCE, OH
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 02/24/2004 - 12/08/2005 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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 09/10/2003 - 02/04/2004 BANC ONE SECURITIES CORPORATION (CRD#:16999) LORAIN, OH
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 09/10/2003 - 02/04/2004 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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 01/08/2003 - 08/19/2003 COUNTRY TRUST BANK (CRD#:109487) MORRIS, IL
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 08/12/2002 - 08/19/2003 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD#:12060) BLOOMINGTON, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.