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Ronald H Ledferd
RON H LEDFERD, RON HAROLD LEDFERD, RON LEDFERD, RONALD H LEDFERD, RONALD HAROLD LEDFERD…
CRD#: 4556404
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J.P. MORGAN SECURITIES LLCCRD#: 79 6140 SOUTH LEWIS
TULSA, OK 74136
TULSA, OK 74136
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Disclosures
21
Years of Experience
View By:
State Registrations
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Arizona 1/13/2021
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Nevada 9/30/2021
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California 10/4/2017
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New York 9/30/2021
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California 10/4/2017
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North Carolina 10/4/2017
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Delaware 9/30/2021
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Oklahoma 1/27/2022
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Florida 2/6/2025
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Oklahoma 4/22/2024
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Georgia 9/27/2021
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Texas 9/30/2021
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Illinois 9/30/2021
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Texas 10/1/2021
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Indiana 6/7/2024
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Utah 9/30/2021
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Michigan 9/30/2021
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Washington 11/20/2019
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Montana 3/3/2020
SRO Registrations
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Registered with this firm since 10/4/2017
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Registered with this firm since 10/4/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/23/2016 - 10/02/2017 | INDIAN WELLS, CA | |
B | 05/23/2016 - 10/02/2017 | INDIAN WELLS, CA | |
IA | 01/03/2011 - 02/16/2016 | PALM DESERT, CA | |
B | 01/03/2011 - 02/16/2016 | PALM DESERT, CA | |
IA | 09/29/2005 - 01/03/2011 | LA QUINTA, CA | |
B | 09/29/2005 - 01/03/2011 | LA QUINTA, CA | |
IA | 04/16/2003 - 05/23/2005 | INDIAN WELLS, CA | |
B | 03/19/2003 - 05/23/2005 | OVERLAND PARK, KS |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.