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JAKE MARTIN GILLIAM
JAKE M GILLIAM, JAKE GILLIAM
CRD#: 4555358
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4150 Kinross Lakes Pkwy
Richfield, OH 44286
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2010 (5 years)2 FIRMS2022 - Present (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2015 - 2020 (5 years)BFTN MIDWEST SECURITIES CORP. (CRD# 119625)2004 - 2005 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - 2004 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - 2020 (3 years)
License(s)

State Registrations

B
Alabama 2/23/2022

B
Nevada 2/23/2022

B
Alaska 2/23/2022

B
New Hampshire 2/23/2022

B
Arizona 2/23/2022

B
New Jersey 2/23/2022

B
Arkansas 2/23/2022

B
New Mexico 2/23/2022

B
California 2/23/2022

B
New York 2/23/2022

B
Colorado 2/23/2022

B
North Carolina 2/23/2022

B
Connecticut 2/23/2022

B
North Dakota 2/23/2022

B
Delaware 2/23/2022

IA
Ohio 1/26/2022

B
District of Columbia 2/23/2022

B
Ohio 2/23/2022

B
Florida 2/23/2022

B
Oklahoma 2/23/2022

B
Georgia 2/23/2022

B
Oregon 2/23/2022

B
Hawaii 2/23/2022

B
Pennsylvania 2/23/2022

B
Idaho 2/23/2022

B
Puerto Rico 2/23/2022

B
Illinois 2/23/2022

B
Rhode Island 2/23/2022

B
Indiana 2/23/2022

B
South Carolina 2/23/2022

B
Iowa 2/23/2022

B
South Dakota 2/23/2022

B
Kansas 2/23/2022

B
Tennessee 2/23/2022

B
Kentucky 2/23/2022

B
Texas 2/23/2022

B
Louisiana 2/23/2022

IA
Texas 6/5/2023

B
Maine 2/23/2022

B
Utah 2/23/2022

B
Maryland 2/23/2022

B
Vermont 2/23/2022

B
Massachusetts 2/23/2022

B
Virgin Islands 2/23/2022

B
Michigan 2/23/2022

B
Virginia 2/23/2022

B
Minnesota 2/23/2022

B
Washington 2/23/2022

B
Mississippi 2/23/2022

B
West Virginia 2/23/2022

B
Missouri 2/23/2022

B
Wisconsin 2/23/2022

B
Montana 2/23/2022

B
Wyoming 2/23/2022

B
Nebraska 2/23/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 1/26/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 2/23/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/02/2017 - 09/16/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Richfield, OH
B
08/12/2015 - 09/16/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Richfield, OH
IA
11/30/2005 - 12/15/2010 CHARLES SCHWAB & CO., INC. (CRD#:5393) RICHFIELD, OH
B
04/27/2005 - 12/15/2010 CHARLES SCHWAB & CO., INC. (CRD#:5393) RICHFIELD, OH
B
10/18/2004 - 04/15/2005 FTN MIDWEST SECURITIES CORP. (CRD#:119625) CLEVELAND, OH
B
01/01/2004 - 10/08/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.