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ALBERT DUNCAN KAUFMAN
AL KAUFMAN
CRD#: 4555119
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Investment Adviser
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Previous Broker
ADK WEALTHCARE PARTNERSCRD#: 305867 ALHAMBRA, IL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (2 years)2 FIRMS2005 - 2010 (5 years)IAADK WEALTHCARE PARTNERS (CRD# 305867)2020 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2020 (9 years)IALPL FINANCIAL LLC (CRD# 6413)2019 - 2020 (<1 year)IAWEALTHCARE ADVISORY PARTNERS LLC (CRD# 171976)2015 - 2020 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2010 - 2016 (5 years)
License(s)

State Registrations

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Colorado 3/24/2020

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Texas 1/23/2020

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Illinois 2/3/2020

Current Registration(s)
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ADK WEALTHCARE PARTNERS (CRD#:305867)
ALHAMBRA, IL
Registered with this firm since 1/23/2020

Previous Registration(s)
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11/27/2019 - 01/31/2020 LPL FINANCIAL LLC (CRD#:6413) ALHAMBRA, IL
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11/24/2010 - 01/31/2020 LPL FINANCIAL LLC (CRD#:6413) ALHAMBRA, IL
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07/06/2015 - 01/21/2020 WEALTHCARE ADVISORY PARTNERS LLC (CRD#:171976) ALHAMBRA, IL
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11/24/2010 - 09/07/2016 LPL FINANCIAL LLC (CRD#:6413) ALHAMBRA, IL
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03/29/2005 - 12/07/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GLEN CARBON, IL
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03/29/2005 - 12/07/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GLEN CARBON, IL
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09/09/2002 - 03/31/2005 A. G. EDWARDS & SONS, INC. (CRD#:4) GRAND JUNCTION, CO
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08/29/2002 - 03/31/2005 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.