• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Jarrod Michael Liebel
JARROD M LIEBEL
CRD#: 4555023
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7 PURVES STREET SUITE 18
EAST LONGMEADOW, MA 01028
CETERA INVESTMENT SERVICES LLCCRD#: 15340 7 PURVES STREET SUITE 18
EAST LONGMEADOW, MA 01028
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - 2024 (5 years)2 FIRMS2025 - Present (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2005 - 2010 (4 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2002 - 2003 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2010 (1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2007 - 2009 (1 year)
Disclosure(s)
View By:
10/7/2024
Employment Separation After Allegations
11/17/2003
Criminal
Final Disposition
License(s)

State Registrations

B
Connecticut 1/28/2025

B
New Hampshire 3/21/2025

B
Georgia 1/28/2025

B
Rhode Island 3/3/2025

B
Kansas 3/18/2025

B
South Carolina 5/16/2025

B
Maine 2/11/2025

IA
Texas 1/24/2025

B
Massachusetts 3/3/2025

B
Texas 3/5/2025

IA
Massachusetts 3/3/2025

B
Vermont 3/3/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7 PURVES STREET SUITE 18, EAST LONGMEADOW, MA 01028
Registered with this firm since 1/24/2025

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
7 PURVES STREET SUITE 18, EAST LONGMEADOW, MA 01028
Registered with this firm since 1/27/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2019 - 10/09/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) E Longmeadow, MA
B
10/02/2019 - 10/09/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Holyoke, MA
IA
01/12/2016 - 10/01/2019 INFINEX INVESTMENTS, INC. (CRD#:35371) HOLYOKE, MA
B
01/05/2016 - 10/01/2019 INFINEX INVESTMENTS, INC. (CRD#:35371) HOLYOKE, MA
IA
12/10/2014 - 12/07/2015 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) DALLAS, TX
B
11/28/2014 - 12/07/2015 BBVA SECURITIES INC. (CRD#:27060) DALLAS, TX
IA
06/01/2010 - 11/20/2014 LPL FINANCIAL LLC (CRD#:6413) LEWISVILLE, TX
B
05/05/2010 - 11/20/2014 LPL FINANCIAL LLC (CRD#:6413) LEWISVILLE, TX
IA
01/02/2009 - 01/12/2010 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SAINT PETERSBURG, FL
B
11/17/2005 - 01/12/2010 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) PLANO, TX
IA
05/16/2007 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) PLANO, TX
B
11/07/2002 - 12/05/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.