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ANNE LOUISE HOWARD
ANNE HENRY, ANNIE HENRY
CRD#: 4553848
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 4707 Executive Dr
SAN DIEGO, CA 92121-3091
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2004 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2004 (<1 year)
License(s)

State Registrations

B
California 5/19/2006

IA
California 5/19/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4707 Executive Dr, SAN DIEGO, CA 92121-3091
Registered with this firm since 5/19/2006

B
LPL FINANCIAL LLC (CRD#:6413)
4707 Executive Dr, SAN DIEGO, CA 92121-3091
Registered with this firm since 5/19/2006

Previous Registration(s)
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IA
03/10/2004 - 08/05/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
B
07/16/2002 - 08/05/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.