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DAVID LIN
DAVID CHING HAN LIN
CRD#: 4551007
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 20573 STEVENS CREEK BLVD.
CUPERTINO, CA 95014
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2005 - 2007 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2003 - 2005 (2 years)
License(s)

State Registrations

B
Alabama 6/5/2015

B
Nevada 10/1/2012

B
Alaska 6/5/2015

B
New Hampshire 6/5/2015

B
Arizona 10/1/2012

B
New Jersey 10/1/2012

B
Arkansas 10/9/2012

B
New Mexico 10/1/2012

B
California 10/1/2012

B
New York 10/1/2012

IA
California 10/1/2012

IA
New York 5/3/2021

B
Colorado 10/1/2012

B
North Carolina 10/1/2012

B
Connecticut 10/1/2012

B
North Dakota 6/5/2015

B
Delaware 10/1/2012

B
Ohio 10/1/2012

B
District of Columbia 6/5/2015

IA
Ohio 1/28/2022

B
Florida 10/1/2012

B
Oklahoma 10/9/2012

B
Georgia 10/1/2012

B
Oregon 10/1/2012

B
Hawaii 10/1/2012

B
Pennsylvania 10/1/2012

B
Idaho 10/9/2012

B
Puerto Rico 6/5/2015

B
Illinois 10/1/2012

B
Rhode Island 10/1/2012

B
Indiana 10/9/2012

B
South Carolina 6/5/2015

B
Iowa 10/1/2012

B
South Dakota 6/5/2015

B
Kansas 10/9/2012

B
Tennessee 10/1/2012

B
Kentucky 6/5/2015

B
Texas 10/1/2012

B
Louisiana 8/7/2013

IA
Texas 6/11/2014

B
Maine 6/5/2015

B
Utah 10/1/2012

B
Maryland 10/1/2012

B
Vermont 6/5/2015

B
Massachusetts 10/1/2012

B
Virgin Islands 6/5/2015

B
Michigan 10/1/2012

B
Virginia 6/5/2015

B
Minnesota 10/1/2012

B
Washington 10/1/2012

B
Mississippi 6/5/2015

B
West Virginia 6/5/2015

B
Missouri 10/1/2012

B
Wisconsin 6/5/2015

B
Montana 6/5/2015

B
Wyoming 6/5/2015

B
Nebraska 6/5/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
20573 STEVENS CREEK BLVD., CUPERTINO, CA 95014
Milpitas, CA
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
20573 STEVENS CREEK BLVD., CUPERTINO, CA 95014
Milpitas, CA
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/17/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GLENDALE, CA
B
09/17/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GLENDALE, CA
IA
04/19/2007 - 09/14/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) LA CANADA, CA
B
04/19/2007 - 09/14/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) LA CANADA, CA
B
08/01/2005 - 04/17/2007 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) DIAMOND BAR, CA
B
02/20/2003 - 08/15/2005 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.