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Detailed Report
ETHAN CHRISTOPHER DAVIES
CRD#: 4550841
IA
Investment Adviser
B
Broker
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 3450 ALAIEDON PARKWAY
OKEMOS, MI 48864
Registration History
2002200420062008201020122014201620182020202220242026IAHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2011 - Present (14 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2002 - Present (22 years)
License(s)

State Registrations

B
Arizona 1/22/2024
B
Michigan 1/1/2005
B
Arkansas 1/10/2024
IA
Michigan 2/2/2011
B
California 12/12/2013
B
New Jersey 1/10/2024
IA
California 12/12/2013
B
New York 1/6/2023
B
Colorado 5/1/2013
B
North Carolina 2/4/2025
B
Florida 11/4/2011
B
Ohio 5/17/2010
IA
Florida 11/7/2011
IA
Ohio 3/18/2013
B
Georgia 2/26/2018
B
Oklahoma 2/17/2025
B
Illinois 1/4/2008
B
Texas 1/4/2011
IA
Illinois 12/12/2013
B
Utah 1/6/2023
B
Indiana 1/4/2008

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
3450 ALAIEDON PARKWAY, OKEMOS, MI 48864
Registered with this firm since 2/2/2011
B
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
3450 ALAIEDON PARKWAY, OKEMOS, MI 48864
Registered with this firm since 7/10/2002
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.