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Detailed Report
William Douglas Collins
WILLIAM D COLLINS, WILLIAM D. COLLINS, WILLIAM COLLINS
CRD#: 4549681
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 3700 RIVER WALK DR.,SUITE 285
FLOWER MOUND, TX 75028
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2003 - Present (21 years)
License(s)

State Registrations

B
Alabama 5/31/2011
B
Montana 1/19/2022
B
Arkansas 3/3/2005
B
Nebraska 6/7/2006
B
California 4/7/2008
B
New Mexico 3/27/2017
B
Colorado 2/2/2010
B
New York 1/8/2019
B
District of Columbia 5/25/2021
B
North Carolina 3/6/2023
B
Florida 4/23/2012
B
Ohio 6/2/2008
B
Georgia 4/12/2011
B
Oklahoma 3/19/2010
B
Indiana 12/9/2019
B
South Carolina 7/16/2015
B
Louisiana 6/4/2014
B
Tennessee 7/3/2019
B
Maryland 1/22/2024
B
Texas 6/19/2003
B
Massachusetts 11/28/2011
IA
Texas 1/3/2007
B
Michigan 6/19/2003
B
Virginia 7/25/2011
B
Missouri 6/11/2015
B
Wisconsin 9/15/2004

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
3700 RIVER WALK DR.,SUITE 285, FLOWER MOUND, TX 75028
Registered with this firm since 1/3/2007
B
EDWARD JONES (CRD#:250)
3700 RIVER WALK DR.,SUITE 285, FLOWER MOUND, TX 75028
Registered with this firm since 6/19/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/13/2002 - 06/23/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ARLINGTON, TX
B
 07/25/2002 - 06/23/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.