Individual Firm
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MICHAEL JAMES LEASURE
CRD#: 4549670
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 5272 RIVER RD
BETHESDA, MD 20816
BETHESDA, MD 20816
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5272 RIVER RD
STE 101
BETHESDA, MD 20816
STE 101
BETHESDA, MD 20816
0
Disclosures
22
Years of Experience
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State Registrations
B
California 10/20/2009
B
New Hampshire 4/1/2020
B
Connecticut 3/6/2012
B
New York 10/4/2016
B
Delaware 11/9/2009
B
North Carolina 9/7/2018
B
District of Columbia 7/28/2009
B
Oregon 1/3/2020
B
Florida 8/12/2009
B
Pennsylvania 7/28/2009
B
Georgia 12/18/2019
B
South Carolina 7/20/2016
B
Illinois 9/16/2021
B
Tennessee 6/16/2020
B
Maryland 7/28/2009
B
Texas 9/17/2021
IA
Maryland 9/14/2016
B
Virginia 7/28/2009
B
Massachusetts 9/1/2022
B
Wisconsin 9/16/2021
B
Minnesota 5/16/2019
SRO Registrations
B
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IA
Registered with this firm since 9/14/2016
B
Registered with this firm since 7/28/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/28/2009 - 12/31/2016 | BETHESDA, MD | |
B | 09/30/2008 - 08/10/2009 | BETHESDA, MD | |
IA | 09/12/2008 - 08/07/2009 | BETHESDA, MD | |
IA | 01/16/2004 - 09/09/2008 | WASHINGTON, DC | |
B | 01/16/2004 - 09/09/2008 | WASHINGTON, DC | |
IA | 08/23/2002 - 01/14/2004 | WASHINGTON, DC | |
B | 08/09/2002 - 01/14/2004 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.