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Detailed Report
MATTHEW JOHN VAN HEKKEN
Matthew J Hekken, MATTHEW JOHN VANHEKKEN
CRD#: 4547595
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4300 Cascade Road SE
Suite 101
Grand Rapids, MI 49546
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2005 - 2010 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2005 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2003 (1 year)IAREGAL INVESTMENT ADVISORS LLC (CRD# 125004)2012 - 2012 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2010 (1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2006 - 2009 (2 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2004 - 2005 (1 year)
License(s)

State Registrations

B
Arizona 9/17/2024
B
Michigan 6/26/2023
B
California 3/26/2024
IA
Michigan 6/26/2023
B
Florida 7/3/2023
B
Minnesota 2/13/2025
B
Georgia 7/3/2023
B
South Carolina 7/3/2023
B
Idaho 2/21/2025
B
South Dakota 7/3/2023
B
Illinois 7/3/2023
B
Tennessee 7/3/2023
B
Indiana 7/3/2023
B
Texas 7/3/2023
B
Kentucky 7/3/2023
B
Washington 7/3/2023

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4300 Cascade Road SE Suite 101, Grand Rapids, MI 49546
Registered with this firm since 6/26/2023
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4300 Cascade Road SE Suite 101, Grand Rapids, MI 49546
Registered with this firm since 6/26/2023
Previous Registration(s)
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IA
 10/26/2022 - 06/06/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) COVINGTON, KY
B
 10/17/2022 - 06/05/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
IA
 10/14/2021 - 10/06/2022 HUNTINGTON FINANCIAL ADVISORS (CRD#:16986) Grand Rapids, MI
B
 10/14/2021 - 10/06/2022 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) Grand Rapids, MI
IA
 05/29/2018 - 10/13/2021 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) Grand Rapids, MI
B
 05/29/2018 - 10/13/2021 CETERA INVESTMENT SERVICES LLC (CRD#:15340) CALEDONIA, MI
IA
 12/01/2016 - 05/29/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Caledonia, MI
B
 10/31/2016 - 05/29/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Caledonia, MI
IA
 04/11/2012 - 10/30/2012 REGAL INVESTMENT ADVISORS LLC (CRD#:125004) GRAND RAPIDS, MI
IA
 07/19/2010 - 02/02/2011 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) MUSKEGON, MI
B
 07/19/2010 - 02/02/2011 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) MUSKEGON, MI
IA
 01/02/2009 - 07/16/2010 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) GRAND RAPIDS, MI
B
 11/18/2005 - 07/16/2010 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) GRAND RAPIDS, MI
IA
 05/01/2006 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) GRAND RAPIDS, MI
IA
 07/12/2004 - 12/06/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) GRAND RAPIDS, MI
B
 11/21/2003 - 12/06/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 07/10/2002 - 09/18/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.