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Detailed Report
RYAN J RICEDORFF
CRD#: 4547584
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Investment Adviser
TRIBECA FINANCIAL, LLCCRD#: 113245 1635 NORTH GREENFIELD ROAD
SUITE 115
MESA, AZ 85205
Registration History
2002200420062008201020122014201620182020202220242026IATRIBECA FINANCIAL, LLC (CRD# 113245)2012 - Present (12 years)IAARISTA WEALTH MANAGEMENT, LLC (CRD# 141504)2014 - 2021 (7 years)IAVISTA WEALTH PARTNERS (CRD# 283855)2017 - 2017 (<1 year)IAPIONEER ADVISORS, LLC (CRD# 148958)2013 - 2014 (<1 year)IATRIBECA ADVISORS, LLC (CRD# 148283)2009 - 2011 (2 years)IATRIBECA FINANCIAL, LLC (CRD# 113245)2007 - 2009 (2 years)IAVANGUARD ADVISERS INC (CRD# 106715)2002 - 2005 (2 years)
License(s)

State Registrations

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Arizona 11/29/2012
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Texas 4/1/2019
Current Registration(s)
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TRIBECA FINANCIAL, LLC (CRD#:113245)
1635 NORTH GREENFIELD ROAD SUITE 115, MESA, AZ 85205
Registered with this firm since 11/29/2012
Previous Registration(s)
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 03/28/2014 - 07/27/2021 ARISTA WEALTH MANAGEMENT, LLC (CRD#:141504) LAS VEGAS, NV
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 03/08/2017 - 12/31/2017 VISTA WEALTH PARTNERS (CRD#:283855) SCOTTSDALE, AZ
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 10/23/2013 - 02/24/2014 PIONEER ADVISORS, LLC (CRD#:148958) SCOTTSDALE, AZ
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 04/15/2009 - 12/31/2011 TRIBECA ADVISORS, LLC (CRD#:148283) MESA, AZ
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 10/09/2007 - 11/17/2009 TRIBECA FINANCIAL, LLC (CRD#:113245) MESA, AZ
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 09/23/2002 - 05/02/2005 VANGUARD ADVISERS INC (CRD#:106715) SCOTTSDALE, AZ
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.