Individual Firm
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SCOTT MASON FITZGERALD JR.
CRD#: 4547570
IA
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CWM, LLCCRD#: 155344 140 Cooper Drive, 2nd Floor
Augusta, GA 30907
Augusta, GA 30907
0
Disclosures
22
Years of Experience
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State Registrations
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Georgia 11/14/2018
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Louisiana 11/21/2023
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Registered with this firm since 11/14/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/13/2018 - 11/07/2019 | AUGUSTA, GA | |
B | 11/13/2018 - 11/07/2019 | AUGUSTA, GA | |
IA | 01/26/2010 - 11/13/2018 | AUGUSTA, GA | |
B | 01/19/2010 - 11/13/2018 | Augusta, GA | |
IA | 03/17/2003 - 02/02/2010 | EVANS, GA | |
B | 07/01/2002 - 02/02/2010 | EVANS, GA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.