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DOUGLAS BUCHANAN YAUGER JR
CRD#: 4547219
IA
Investment Adviser
B
Broker
SOVEREIGN WEALTH ADVISORS LLCCRD#: 188524 3120 SOUTHWEST FRWY
SUITE 500
HOUSTON, TX 77098
LPL FINANCIAL LLCCRD#: 6413 HOUSTON, TX
Registration History
2002200420062008201020122014201620182020202220242026IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2020 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2008 - Present (16 years)BEDWARD JONES (CRD# 250)2002 - 2008 (5 years)IALPL FINANCIAL LLC (CRD# 6413)2008 - 2020 (12 years)IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2015 - 2019 (4 years)IAEDWARD JONES (CRD# 250)2007 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 3/3/2008

B
Texas 3/3/2008

B
Hawaii 1/8/2016

IA
Texas 1/14/2020

B
Mississippi 3/3/2008

B
Washington 6/28/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524)
3120 SOUTHWEST FRWY SUITE 500, HOUSTON, TX 77098
Registered with this firm since 1/14/2020

B
LPL FINANCIAL LLC (CRD#:6413)
HOUSTON, TX
Registered with this firm since 3/3/2008

Previous Registration(s)
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IA
03/03/2008 - 10/06/2020 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
IA
06/29/2015 - 12/31/2019 SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524) HOUSTON, TX
IA
03/03/2007 - 03/04/2008 EDWARD JONES (CRD#:250) HOUSTON, TX
B
08/07/2002 - 03/04/2008 EDWARD JONES (CRD#:250) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.