• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JUSTIN MOORE COLE
CRD#: 4547143
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 7002 Gunn Highway
Suite 105
Tampa, FL 33625
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2003 - 2009 (6 years)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2006 - 2009 (3 years)
License(s)

State Registrations

B
Alabama 1/12/2018

B
Minnesota 2/5/2020

B
Alaska 10/12/2020

B
Mississippi 4/17/2024

B
Arizona 9/19/2017

B
Missouri 1/12/2018

B
California 9/19/2017

B
Nevada 1/12/2018

B
Colorado 1/12/2018

B
New Jersey 1/12/2018

B
Connecticut 12/18/2017

B
New Mexico 3/13/2018

B
Delaware 1/12/2018

B
New York 1/12/2018

B
District of Columbia 3/13/2018

B
North Carolina 1/16/2018

B
Florida 9/19/2017

B
Ohio 1/15/2018

IA
Florida 9/20/2017

B
Oklahoma 4/17/2024

B
Georgia 1/12/2018

B
Oregon 1/12/2018

B
Hawaii 2/22/2021

B
Pennsylvania 1/12/2018

B
Illinois 1/12/2018

B
Rhode Island 1/19/2018

B
Indiana 1/12/2018

B
South Carolina 1/12/2018

B
Iowa 1/12/2018

B
Tennessee 5/19/2023

B
Kansas 1/12/2018

B
Texas 1/12/2018

B
Kentucky 1/12/2018

B
Utah 1/15/2019

B
Louisiana 9/10/2024

B
Virginia 2/5/2020

B
Maine 1/12/2018

B
Washington 1/12/2018

B
Maryland 1/12/2018

B
Wisconsin 1/12/2018

B
Massachusetts 9/19/2017

B
Wyoming 5/19/2023

B
Michigan 1/12/2018

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
7002 Gunn Highway Suite 105, Tampa, FL 33625
Registered with this firm since 9/20/2017

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
7002 Gunn Highway Suite 105, Tampa, FL 33625
Registered with this firm since 9/19/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/28/2009 - 08/16/2017 J. W. COLE ADVISORS, INC. (CRD#:112294) TAMPA, FL
B
05/05/2009 - 08/16/2017 J.W. COLE FINANCIAL, INC. (CRD#:124583) TAMPA, FL
IA
01/09/2006 - 05/05/2009 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) TAMPA, FL
B
04/21/2003 - 05/05/2009 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) TAMPA, FL
B
07/03/2002 - 03/31/2003 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
07/03/2002 - 03/31/2003 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.