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Detailed Report
CHAD ALEC CODY
CRD#: 4547047
IA
Investment Adviser
B
Broker
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 1 FIRSTCOMM PLAZA
FORT WORTH, TX 76109
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 Keller, TX
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2002 - 2003 (<1 year)2 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2006 (<1 year)2 FIRMS2016 - Present (8 years)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)2014 - 2015 (1 year)BTD AMERITRADE, INC. (CRD# 7870)2011 - 2013 (2 years)BR.W. SMITH & ASSOCIATES, INC. (CRD# 16605)2009 - 2010 (1 year)B1ST GLOBAL CAPITAL CORP. (CRD# 30349)2006 - 2009 (3 years)
License(s)

State Registrations

B
Texas 10/10/2016
IA
Texas 10/10/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST COMMAND ADVISORY SERVICES (CRD#:281958)
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Keller, TX
Registered with this firm since 10/10/2016
B
FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641)
Keller, TX
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Registered with this firm since 10/4/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/10/2014 - 05/27/2015 NATIONAL FINANCIAL SERVICES LLC (CRD#:13041) WESTLAKE, TX
IA
 11/05/2012 - 05/28/2013 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) FORT WORTH, TX
IA
 11/05/2012 - 05/28/2013 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
B
 03/29/2011 - 05/28/2013 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
B
 08/03/2009 - 09/13/2010 R.W. SMITH & ASSOCIATES, INC. (CRD#:16605) IRVING, TX
B
 03/28/2006 - 07/22/2009 1ST GLOBAL CAPITAL CORP. (CRD#:30349) DALLAS, TX
IA
 10/07/2005 - 03/17/2006 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FORT WORTH, TX
B
 10/07/2005 - 03/17/2006 SECURITIES AMERICA, INC. (CRD#:10205) FORT WORTH, TX
IA
 01/23/2004 - 10/05/2005 STRATEGIC ADVISERS, INC. (CRD#:104555) WESTLAKE, TX
B
 01/23/2004 - 10/05/2005 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
IA
 10/08/2002 - 07/25/2003 MORGAN STANLEY (CRD#:7556) FT. WORTH, TX
B
 08/14/2002 - 07/25/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.