Individual Firm
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TODD AUSTIN MCINTIRE
Todd McIntire
CRD#: 4546367
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 8044 MONTGOMERY RD
STE 340
CINCINNATI, OH 45236
STE 340
CINCINNATI, OH 45236
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 8044 MONTGOMERY RD
FL 3
CINCINNATI, OH 45236
FL 3
CINCINNATI, OH 45236
0
Disclosures
11
Years of Experience
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State Registrations
B
Arizona 9/9/2021
B
Kentucky 9/7/2021
B
California 9/9/2021
B
Michigan 9/9/2021
B
Colorado 9/9/2021
B
Ohio 2/17/2021
B
Florida 9/9/2021
IA
Ohio 3/2/2021
B
Indiana 9/9/2021
SRO Registrations
B
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IA
Registered with this firm since 3/2/2021
B
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2019 - 03/02/2021 | RICHMOND, VA | |
B | 12/05/2018 - 02/17/2021 | RICHMOND, VA | |
B | 01/09/2009 - 06/25/2010 | INDIANAPOLIS, IN | |
B | 07/06/2005 - 07/27/2007 | FISHERS, IN | |
B | 09/30/2004 - 07/06/2005 | CHICAGO, IL | |
B | 06/12/2003 - 08/06/2004 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.