Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
REBECCA NOEMI MARTINEZ
REBECCA MARTINEZ, Rebecca N Martinez
CRD#: 4545539
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 101 UNIVERSITY BLVD
SUITE 100 AND 300
DENVER, CO 80206-4631
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 101 UNIVERSITY BLVD
SUITE 100, 220 and 300
DENVER, CO 80206-4631
Registration History
20122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - Present (6 years)BJMP SECURITIES LLC (CRD# 22208)2011 - 2018 (7 years)
License(s)

State Registrations

B
Alabama 1/30/2019
B
Nebraska 1/30/2019
B
Alaska 1/30/2019
B
Nevada 1/30/2019
B
Arizona 1/30/2019
B
New Hampshire 1/30/2019
B
Arkansas 1/30/2019
B
New Jersey 1/30/2019
B
California 1/30/2019
B
New Mexico 1/30/2019
B
Colorado 1/30/2019
B
New York 1/30/2019
IA
Colorado 7/22/2024
B
North Carolina 1/30/2019
B
Connecticut 1/30/2019
B
North Dakota 1/30/2019
B
Delaware 1/30/2019
B
Ohio 1/30/2019
B
District of Columbia 1/30/2019
B
Oklahoma 1/30/2019
B
Florida 1/30/2019
B
Oregon 1/30/2019
B
Georgia 1/30/2019
B
Pennsylvania 1/30/2019
B
Hawaii 1/30/2019
B
Puerto Rico 1/30/2019
B
Idaho 1/30/2019
B
Rhode Island 1/30/2019
B
Illinois 1/30/2019
B
South Carolina 1/30/2019
B
Indiana 1/30/2019
B
South Dakota 1/30/2019
B
Iowa 1/30/2019
B
Tennessee 1/30/2019
B
Kansas 1/30/2019
B
Texas 1/30/2019
B
Kentucky 1/30/2019
IA
Texas 8/13/2024
B
Louisiana 1/30/2019
B
Utah 1/30/2019
B
Maine 1/30/2019
B
Vermont 1/30/2019
B
Maryland 1/30/2019
B
Virgin Islands 1/30/2019
B
Massachusetts 1/30/2019
B
Virginia 1/30/2019
B
Michigan 1/30/2019
B
Washington 1/30/2019
B
Minnesota 1/30/2019
B
West Virginia 1/30/2019
B
Mississippi 1/30/2019
B
Wisconsin 1/30/2019
B
Missouri 1/30/2019
B
Wyoming 1/30/2019
B
Montana 1/30/2019

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
101 UNIVERSITY BLVD SUITE 100 AND 300, DENVER, CO 80206-4631
DENVER, CO
Registered with this firm since 7/22/2024
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
101 UNIVERSITY BLVD SUITE 100, 220 and 300, DENVER, CO 80206-4631
DENVER, CO
Registered with this firm since 1/30/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/26/2011 - 10/30/2018 JMP SECURITIES LLC (CRD#:22208) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.