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JOEL D PRELOG
CRD#: 4545458
IA
Investment Adviser
FISHER INVESTMENTSCRD#: 107342 LAS VEGAS, NV
Registration History
2002200420062008201020122014201620182020202220242026IAFISHER INVESTMENTS (CRD# 107342)2001 - Present (23 years)
License(s)

State Registrations

IA
Arizona 8/22/2001

IA
Texas 2/7/2022

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Nevada 4/5/2006

Current Registration(s)
IA
FISHER INVESTMENTS (CRD#:107342)
LAS VEGAS, NV
Registered with this firm since 8/22/2001

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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.