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RICHARD JAMES COLLINS JR
RICHARD J COLLINS JR, RICHIE J. COLLINS
CRD#: 4545385
IA
B
GWN SECURITIES INC.CRD#: 128929 315 WEST EDMOND ROAD
SUITE B
EDMOND, OK 73003
SUITE B
EDMOND, OK 73003
0
Disclosures
22
Years of Experience
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State Registrations
B
Arkansas 12/5/2012
B
Oklahoma 12/5/2012
B
Colorado 10/18/2022
IA
Oklahoma 12/5/2012
B
Florida 9/25/2015
B
Tennessee 8/16/2024
B
Georgia 11/9/2022
B
Texas 12/5/2012
B
Idaho 8/3/2020
B
Virginia 12/12/2022
B
Missouri 12/5/2012
SRO Registrations
B
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Registered with this firm since 12/5/2012
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Registered with this firm since 12/5/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2011 - 12/05/2012 | EDMOND, OK | |
B | 07/16/2002 - 12/05/2012 | EDMOND, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.