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CHARLOTTE ELAINE JACKSON
CHARLOTTE E. FRANKLIN, CHARLOTTE ELAINE FRANKLIN, Elaine F Jackson
CRD#: 4545327
IA
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RBC CAPITAL MARKETS, LLCCRD#: 31194 TWO TOWN SQUARE BOULEVARD
SUITE 325
ASHEVILLE, NC 28803-5035
SUITE 325
ASHEVILLE, NC 28803-5035
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Disclosures
22
Years of Experience
View By:
State Registrations
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Arizona 9/18/2024
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New Jersey 7/18/2023
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Arkansas 4/11/2023
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New York 7/17/2008
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California 7/17/2008
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North Carolina 7/17/2008
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Colorado 7/17/2008
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North Carolina 7/17/2008
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Connecticut 7/17/2008
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Ohio 8/22/2013
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Delaware 4/1/2013
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Pennsylvania 7/17/2008
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Florida 7/17/2008
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South Carolina 7/17/2008
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Georgia 7/17/2008
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Tennessee 1/29/2010
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Illinois 7/17/2008
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Texas 7/17/2008
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Indiana 11/26/2019
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Vermont 10/20/2022
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Kentucky 5/19/2023
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Virgin Islands 3/3/2025
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Maryland 7/17/2008
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Virgin Islands 3/3/2025
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Massachusetts 11/2/2020
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Virginia 7/17/2008
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Minnesota 9/6/2012
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West Virginia 9/16/2022
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Mississippi 7/17/2008
SRO Registrations
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Registered with this firm since 7/17/2008
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Registered with this firm since 7/17/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/27/2007 - 06/23/2008 | ASHEVILLE, NC | |
B | 07/22/2002 - 06/23/2008 | ASHEVILLE, NC |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.