Individual Firm
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HENRY NELSON CONWAY III
HANK CONWAY
CRD#: 4545187
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 3050 CHAIN BRIDGE ROAD
SUITE 400
FAIRFAX, VA 22030
SUITE 400
FAIRFAX, VA 22030
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 8/2/2007
B
North Carolina 8/2/2007
B
Delaware 8/2/2007
B
Pennsylvania 8/2/2007
B
District of Columbia 8/2/2007
B
South Carolina 8/2/2007
B
Florida 8/2/2007
B
Tennessee 8/2/2007
B
Georgia 8/2/2007
B
Virginia 8/2/2007
B
Kentucky 8/2/2007
IA
Virginia 6/9/2022
B
Maryland 8/2/2007
B
West Virginia 8/2/2007
B
Mississippi 8/2/2007
SRO Registrations
B
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IA
Registered with this firm since 8/2/2007
B
Registered with this firm since 8/2/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/31/2006 - 07/16/2007 | MONTPELIER, VT | |
B | 03/31/2006 - 07/16/2007 | MONTPELIER, VT | |
IA | 07/23/2002 - 03/16/2006 | CHARLOTTE, NC | |
B | 07/11/2002 - 03/16/2006 | MINNEAPOLIS, MN | |
B | 07/11/2002 - 03/16/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.