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JAMES C. PUCKETT JR.
JAMES C PUCKETT, JAMES CHAPPELL PUCKETT JR
CRD#: 4544815
IA
B
SYNOVUS SECURITIES, INC.CRD#: 14023 800 SHADES CREEK PARKWAY
BIRMINGHAM, AL 35209
BIRMINGHAM, AL 35209
0
Disclosures
13
Years of Experience
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State Registrations
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Alabama 5/3/2021
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Alabama 5/3/2021
SRO Registrations
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Registered with this firm since 5/3/2021
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Registered with this firm since 5/3/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/03/2017 - 04/30/2021 | Birmingham, AL | |
B | 05/16/2013 - 04/30/2021 | BIRMINGHAM, AL | |
B | 01/03/2012 - 05/16/2013 | BIRMINGHAM, AL | |
B | 10/05/2011 - 11/30/2011 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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