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Michael Toth Cooney
MICHAEL T COONEY, MICHAEL TOTH COONEY, MICHAEL COONEY, Mike Cooney
CRD#: 4544622
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2019 (9 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2012 (2 years)
License(s)

State Registrations

B
Arizona 11/10/2021

B
Iowa 11/10/2021

B
California 11/10/2021

B
Michigan 11/10/2021

B
Colorado 11/10/2021

B
Minnesota 11/10/2021

B
Florida 11/10/2021

B
New York 11/10/2021

B
Illinois 11/10/2021

B
Tennessee 11/10/2021

IA
Illinois 11/10/2021

IA
Texas 11/15/2021

B
Indiana 11/10/2021

B
Wisconsin 11/10/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/10/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/10/2021

Previous Registration(s)
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IA
08/08/2019 - 10/04/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHICAGO, IL
B
07/23/2019 - 10/04/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHICAGO, IL
B
03/25/2010 - 05/14/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
IA
03/25/2010 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
IA
10/09/2009 - 04/08/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
10/09/2009 - 04/08/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
IA
07/27/2004 - 09/10/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHICAGO, IL
B
07/27/2004 - 09/10/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHICAGO, IL
IA
09/03/2002 - 07/23/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
09/03/2002 - 07/23/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.