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ERIK SYLVAN SHERMAN
ERIK SYLVAN SHERMAN
CRD#: 4544582
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2937 SW 27TH AVE
SUITE 106
COCONUT GROVE, FL 33133
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2002 - 2018 (16 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2003 - 2018 (15 years)
Disclosure(s)
View By:
2/3/2021
Customer Dispute
Closed-No Action
8/10/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 10/30/2020

B
Michigan 2/4/2022

B
Arizona 9/10/2021

B
Nevada 8/7/2024

B
Arkansas 8/7/2024

B
New Jersey 11/2/2018

B
California 8/2/2019

B
New York 11/2/2018

B
Colorado 11/2/2018

B
North Carolina 2/28/2023

B
Connecticut 11/2/2018

B
Ohio 11/27/2020

B
District of Columbia 8/12/2020

B
Puerto Rico 10/30/2020

B
Florida 11/2/2018

B
Tennessee 2/3/2023

IA
Florida 11/2/2018

B
Texas 6/14/2023

B
Georgia 11/2/2018

IA
Texas 9/3/2024

B
Kentucky 11/9/2023

B
Virginia 8/7/2024

B
Massachusetts 11/2/2018

B
Wisconsin 7/8/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2937 SW 27TH AVE SUITE 106, COCONUT GROVE, FL 33133
Registered with this firm since 11/2/2018

B
OSAIC WEALTH, INC. (CRD#:23131)
2937 SW 27TH AVE SUITE 106, COCONUT GROVE, FL 33133
Registered with this firm since 11/2/2018

Previous Registration(s)
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IA
08/13/2003 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) COCONUT GROVE, FL
B
08/26/2002 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) COCONUT GROVE, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.