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Detailed Report
DIANNE LYNN PAROUBEK
DIANNE LYNN MASEK, DIANNE MASEK PAROUBEK
CRD#: 4544579
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 2901 Corporate Circle
Flower Mound, TX 75028
LPL FINANCIAL LLCCRD#: 6413 2901 CORPORATE CIR
FLOWER MOUND, TX 75028-5625
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2015 (8 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2019 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2015 - Present (9 years)BHIGH MARK SECURITIES, INC. (CRD# 42467)2002 - 2003 (<1 year)IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)2015 - 2019 (3 years)
License(s)

State Registrations

B
Arkansas 8/21/2023
B
Oklahoma 12/17/2015
B
Colorado 9/11/2023
B
Texas 12/17/2015
B
Florida 7/26/2016
IA
Texas 2/1/2019
B
Michigan 7/11/2017
B
Virginia 12/17/2015
B
North Carolina 12/17/2015
B
Wisconsin 12/17/2015
B
Ohio 12/17/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
2901 Corporate Circle, Flower Mound, TX 75028
Registered with this firm since 2/1/2019
B
LPL FINANCIAL LLC (CRD#:6413)
2901 CORPORATE CIR, FLOWER MOUND, TX 75028-5625
Registered with this firm since 12/17/2015
Previous Registration(s)
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IA
 12/17/2015 - 06/14/2019 INDEPENDENT FINANCIAL PARTNERS (CRD#:125112) Flower Mound, TX
IA
 08/03/2007 - 12/18/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLOWER MOUND, TX
B
 08/03/2007 - 12/18/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLOWER MOUND, TX
IA
 05/22/2003 - 08/09/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) FLOWER MOUND, TX
B
 04/15/2003 - 08/09/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) FLOWER MOUND, TX
B
 07/23/2002 - 03/18/2003 HIGH MARK SECURITIES, INC. (CRD#:42467) LAKELAND, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.