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Detailed Report
Michael Theodore Haley
MICHAEL THEODORE HALEY, Michael Haley
CRD#: 4544331
IA
Investment Adviser
B
Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 11 Stanwix Street, Suite 2310
Pittsburgh, PA 15222
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 11 Stanwix Street, Suite 2310
Pittsburgh, PA 15222
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - 2020 (8 years)3 FIRMS2020 - Present (5 years)BNATIONWIDE SECURITIES, LLC (CRD# 11173)2008 - 2011 (3 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2004 - 2008 (4 years)BWADDELL & REED, INC. (CRD# 866)2002 - 2004 (1 year)IANATIONWIDE SECURITIES, LLC (CRD# 11173)2010 - 2011 (1 year)
Disclosure(s)
View By:
10/24/2007
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/2/2020
B
New Jersey 3/2/2020
B
Colorado 12/3/2024
B
New York 3/2/2020
B
Connecticut 3/2/2020
B
North Carolina 4/8/2020
B
Delaware 10/20/2021
B
Ohio 3/2/2020
B
Florida 3/2/2020
B
Pennsylvania 3/2/2020
B
Indiana 3/2/2020
IA
Pennsylvania 3/6/2020
B
Louisiana 3/2/2020
B
South Carolina 9/18/2023
B
Michigan 3/2/2020
B
Vermont 11/3/2022
B
Minnesota 3/2/2020
B
Virginia 3/2/2020
B
Montana 3/2/2020
B
West Virginia 3/2/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
11 Stanwix Street, Suite 2310, Pittsburgh, PA 15222
Registered with this firm since 3/6/2020
B
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139)
11 Stanwix Street, Suite 2310, Pittsburgh, PA 15222
Registered with this firm since 3/6/2020
B
LPL FINANCIAL LLC (CRD#:6413)
11 STANWIX STREET, SUITE 2310, PITTSBURGH, PA 15222
Registered with this firm since 3/2/2020
Previous Registration(s)
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IA
 09/28/2011 - 03/06/2020 BPU INVESTMENT MANAGEMENT, INC. (CRD#:17058) PITTSBURGH, PA
B
 09/28/2011 - 03/06/2020 BPU INVESTMENT MANAGEMENT INC. (CRD#:17058) PITTSBURGH, PA
IA
 04/29/2010 - 09/27/2011 NATIONWIDE SECURITIES, LLC (CRD#:11173) PITTSBURGH, PA
B
 08/01/2008 - 09/27/2011 NATIONWIDE SECURITIES, LLC (CRD#:11173) PITTSBURGH, PA
B
 05/06/2004 - 08/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) SEVEN FIELDS, PA
B
 12/19/2002 - 05/06/2004 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.