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BENJAMIN SHIRLEY
BENJAMIN CRAIG SHIRLEY, Benjamin Shirley
CRD#: 4544078
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1 SKOKIE VALLEY ROAD
HIGHLAND PARK, IL 60035
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1 SKOKIE VALLEY ROAD
HIGHLAND PARK, IL 60035
Registration History
2010201220142016201820202022202420262 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BNEUBERGER BERMAN BD LLC (CRD# 2908)2014 - 2017 (2 years)BOPPENHEIMER & CO. INC. (CRD# 249)2010 - 2014 (4 years)IANEUBERGER BERMAN BD LLC (CRD# 2908)2015 - 2017 (1 year)
License(s)

State Registrations

B
Arizona 9/9/2022

B
Missouri 6/13/2022

B
California 6/13/2022

B
New Hampshire 9/9/2022

B
Colorado 6/13/2022

B
New Jersey 6/13/2022

B
Florida 6/13/2022

B
New York 6/13/2022

B
Georgia 6/13/2022

B
North Carolina 9/9/2022

B
Hawaii 6/13/2022

B
Oklahoma 6/14/2024

B
Illinois 5/31/2022

B
South Carolina 9/9/2022

IA
Illinois 6/13/2022

IA
Texas 6/13/2022

B
Iowa 9/9/2022

B
Texas 10/11/2023

B
Maryland 3/25/2023

B
Washington 9/9/2022

B
Michigan 6/13/2022

B
Wisconsin 6/13/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1 SKOKIE VALLEY ROAD, HIGHLAND PARK, IL 60035
Registered with this firm since 6/13/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1 SKOKIE VALLEY ROAD, HIGHLAND PARK, IL 60035
CHICAGO, IL
Registered with this firm since 5/31/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/24/2018 - 04/04/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) LAKE FOREST, IL
B
01/24/2018 - 04/04/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) LAKE FOREST, IL
IA
04/22/2015 - 01/31/2017 NEUBERGER BERMAN BD LLC (CRD#:2908) CHICAGO, IL
B
08/28/2014 - 01/31/2017 NEUBERGER BERMAN BD LLC (CRD#:2908) CHICAGO, IL
B
07/30/2010 - 08/26/2014 OPPENHEIMER & CO. INC. (CRD#:249) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.