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James Christopher Norton
Chris Norton
CRD#: 4543946
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 1075 Peachtree St NE
Suite 1
Atlanta, GA 30309
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2015 - Present (9 years)BWALTON SECURITIES, INC. (CRD# 143763)2008 - 2009 (1 year)BWALTON SECURITIES, INC. (CRD# 143763)2008 - 2008 (<1 year)BWELLS INVESTMENT SECURITIES,INC. (CRD# 15252)2002 - 2005 (2 years)
License(s)

State Registrations

B
California 1/13/2022

B
New York 1/13/2022

B
Colorado 1/13/2022

B
North Carolina 1/13/2022

B
Florida 1/13/2022

B
South Carolina 1/13/2022

B
Georgia 7/2/2015

B
Tennessee 8/29/2023

IA
Georgia 7/15/2015

B
Texas 1/13/2022

B
Kentucky 3/28/2019

B
Vermont 3/28/2019

B
Missouri 1/13/2022

B
Wyoming 1/13/2022

B
Montana 1/13/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
1075 Peachtree St NE Suite 1, Atlanta, GA 30309
Registered with this firm since 7/15/2015

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
1075 Peachtree St NE Suite 1, Atlanta, GA 30309
Registered with this firm since 6/8/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/04/2008 - 12/03/2009 WALTON SECURITIES, INC. (CRD#:143763) SCOTTSDALE, AZ
B
02/01/2008 - 04/08/2008 WALTON SECURITIES, INC. (CRD#:143763) SCOTTSDALE, AZ
IA
10/06/2005 - 12/08/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
08/29/2005 - 12/08/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
06/12/2002 - 02/28/2005 WELLS INVESTMENT SECURITIES,INC. (CRD#:15252) NORCROSS, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.