KIMBERLY SEABORN EMERSON - Investment Adviser at MORGAN STANLEY

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Detailed ReportReport

KIMBERLY SEABORN EMERSON

KIMBERLY S EMERSON, KIMBERLY JEAN SEABORN, KIMBERLY JEAN SPENN

CRD#: 4542956

Investment Adviser

Broker

MORGAN STANLEYCRD#: 149777

4449 Easton Way
Suite 300
Columbus, OH 43219

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Ohio 7/29/2015

SRO Registrations

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

MORGAN STANLEY (CRD#:149777)

4449 Easton Way Suite 300, Columbus, OH 43219

Registered with this firm since 7/29/2015

MORGAN STANLEY (CRD#:149777)

4449 Easton Way Suite 300, Columbus, OH 43219

Registered with this firm since 7/29/2015

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	03/17/2015 - 08/13/2015	SECURITIES AMERICA ADVISORS, INC. (CRD#:110518)	DUBLIN, OH
B	03/17/2015 - 08/13/2015	SECURITIES AMERICA, INC. (CRD#:10205)	DUBLIN, OH
IA	06/14/2011 - 03/31/2014	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)	COLUMBUS, OH
B	06/14/2011 - 03/31/2014	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)	COLUMBUS, OH
B	10/13/2010 - 02/16/2011	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)	COLUMBUS, OH

SECURITIES AMERICA ADVISORS, INC. (CRD#:110518)

DUBLIN, OH

03/17/2015 - 08/13/2015

SECURITIES AMERICA, INC. (CRD#:10205)

DUBLIN, OH

03/17/2015 - 08/13/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)

COLUMBUS, OH

06/14/2011 - 03/31/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)

COLUMBUS, OH

06/14/2011 - 03/31/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)

COLUMBUS, OH

10/13/2010 - 02/16/2011

For additional information about investment advisers or broker-dealers, please visit

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.