• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Lucinda E Bradley
CINDI ESTES BRADLEY, CINDI BRADLEY, LUCINDA ESTES BRADLEY, CINDI RENEE NATIONS, LUCINDA RENEE NATIONS
CRD#: 4542477
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1751 FM 646 W.
LEAGUE CITY, TX 77573
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2003 - 2005 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)IACAPITAL PLANNING CORP. (CRD# 111700)1999 - 2003 (3 years)
License(s)

State Registrations

B
Alabama 10/1/2012

B
Michigan 10/1/2012

B
Arizona 4/2/2019

B
Minnesota 10/1/2012

B
Arkansas 1/26/2015

B
Mississippi 4/11/2018

B
California 10/1/2012

B
Missouri 5/3/2022

B
Colorado 11/16/2020

B
New York 4/2/2022

B
Florida 10/1/2012

B
North Carolina 2/13/2018

B
Georgia 5/30/2019

B
Ohio 10/1/2012

B
Hawaii 2/15/2013

B
South Carolina 1/24/2022

B
Idaho 10/2/2019

B
Tennessee 11/29/2023

B
Illinois 2/28/2024

B
Texas 10/1/2012

B
Indiana 10/1/2012

IA
Texas 10/1/2012

B
Kentucky 10/1/2012

B
Virginia 12/9/2020

B
Louisiana 10/1/2012

B
Washington 7/13/2015

B
Massachusetts 7/27/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1751 FM 646 W., LEAGUE CITY, TX 77573
2620 EAST LEAGUE CITY PKWY., LEAGUE CITY, TX 77573
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1751 FM 646 W., LEAGUE CITY, TX 77573
2620 EAST LEAGUE CITY PKWY., LEAGUE CITY, TX 77573
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/13/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LEAGUE CITY, TX
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LEAGUE CITY, TX
B
06/12/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
IA
06/11/1999 - 02/10/2003 CAPITAL PLANNING CORP. (CRD#:111700) ARCADIA, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.