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WILLIAM PATRICK HARVEY
CRD#: 4540836
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 925 YGNACIO VALLEY RD
SUITE 103 C
WALNUT CREEK, CA 94596
Registration History
2002200420062008201020122014201620182020202220242 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2008 - 2012 (4 years)2 FIRMS2013 - 2021 (8 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
California 1/29/2021

B
New Jersey 1/29/2021

IA
California 1/29/2021

B
Ohio 1/29/2021

B
Colorado 1/29/2021

B
Oregon 1/29/2021

B
Massachusetts 1/29/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
925 YGNACIO VALLEY RD SUITE 103 C, WALNUT CREEK, CA 94596
Registered with this firm since 1/29/2021

B
LPL FINANCIAL LLC (CRD#:6413)
925 YGNACIO VALLEY RD SUITE 103 C, WALNUT CREEK, CA 94596
Registered with this firm since 1/29/2021

Previous Registration(s)
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IA
01/15/2013 - 01/29/2021 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) ALAMO, CA
B
01/15/2013 - 01/29/2021 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) ALAMO, CA
IA
03/14/2008 - 08/23/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
B
03/05/2008 - 08/23/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
IA
09/11/2004 - 12/02/2004 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) WALNUT CREEK, CA
B
09/11/2004 - 12/02/2004 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
IA
10/08/2002 - 05/27/2004 MORGAN STANLEY (CRD#:7556) CONCORD, CA
B
08/02/2002 - 05/27/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.