Individual Firm
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GERARD ANTON STADLER
GERRY STADLER
CRD#: 4540697
IA
B
MORGAN STANLEYCRD#: 149777 31099 Chagrin Boulevard
Pepper Pike, OH 44124
Pepper Pike, OH 44124
0
Disclosures
19
Years of Experience
View By:
State Registrations
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Arizona 6/1/2009
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New Hampshire 10/22/2018
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California 6/1/2009
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New Mexico 4/4/2023
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Colorado 12/9/2014
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New York 1/24/2017
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Connecticut 7/21/2021
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North Carolina 6/1/2009
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District of Columbia 6/1/2009
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Ohio 6/1/2009
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Florida 6/1/2009
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Ohio 6/1/2009
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Georgia 6/1/2009
B
Oklahoma 6/1/2009
B
Idaho 6/1/2009
B
Pennsylvania 1/5/2010
B
Illinois 6/1/2009
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Rhode Island 1/5/2010
B
Indiana 9/17/2014
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South Carolina 6/10/2011
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Louisiana 6/1/2009
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Texas 6/1/2009
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Massachusetts 5/8/2018
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Texas 9/18/2009
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Michigan 1/5/2010
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Utah 7/29/2016
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Minnesota 6/1/2009
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Virginia 6/1/2009
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Mississippi 6/1/2009
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West Virginia 8/30/2019
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Montana 6/27/2013
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Wisconsin 7/19/2021
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Nevada 6/1/2009
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/31/2008 - 06/01/2009 | BEACHWOOD, OH | |
B | 03/28/2008 - 06/01/2009 | BEACHWOOD, OH | |
IA | 02/27/2006 - 04/07/2008 | CHAGRIN FALLS, OH | |
B | 02/09/2006 - 04/07/2008 | CHAGRIN FALLS, OH | |
IA | 11/05/2002 - 04/25/2003 | CLEVELAND, OH | |
B | 06/20/2002 - 04/25/2003 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.