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Gregory ALAN Scott
GREGORY ALAN SCOTT, Greg A Scott, Gregory A Scott
CRD#: 4539293
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1022 W 23RD ST
PANAMA CITY, FL 32405
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (5 years)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2008 - 2019 (11 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2019 (10 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (1 year)
Disclosure(s)
View By:
2/11/2011
Customer Dispute
Settled
12/7/2010
Customer Dispute
Dismissed
2/5/2010
Customer Dispute
Denied
9/9/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/3/2021

B
Mississippi 4/30/2021

B
Arizona 4/30/2021

B
Montana 8/19/2021

B
California 4/30/2021

B
Nebraska 4/30/2021

B
Colorado 4/30/2021

B
New Hampshire 11/2/2022

B
District of Columbia 4/30/2021

B
New York 11/8/2023

B
Florida 4/30/2021

B
North Carolina 4/30/2021

IA
Florida 5/3/2021

B
Ohio 4/30/2021

B
Georgia 5/12/2021

B
Oklahoma 5/3/2021

B
Hawaii 11/6/2023

B
Pennsylvania 4/30/2021

B
Idaho 2/1/2022

B
South Carolina 10/10/2022

B
Illinois 10/26/2021

B
Tennessee 4/30/2021

B
Indiana 8/27/2021

B
Texas 4/30/2021

B
Kansas 2/27/2024

IA
Texas 4/30/2021

B
Kentucky 4/30/2021

IA
Virginia 5/4/2021

B
Louisiana 8/23/2021

B
Virginia 7/20/2021

B
Massachusetts 4/30/2021

B
Wisconsin 1/31/2023

B
Michigan 4/30/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1022 W 23RD ST, PANAMA CITY, FL 32405
Registered with this firm since 4/30/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1022 W 23RD ST, PANAMA CITY, FL 32405
Registered with this firm since 4/30/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/05/2019 - 05/03/2021 INFINEX INVESTMENTS, INC. (CRD#:35371) Panama City, FL
B
12/05/2019 - 05/03/2021 INFINEX INVESTMENTS, INC. (CRD#:35371) Panama City, FL
IA
09/12/2009 - 12/06/2019 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) PANAMA CITY, FL
B
05/16/2008 - 12/06/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) PANAMA CITY, FL
IA
05/20/2008 - 10/10/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) PANAMA CITY, FL
IA
09/11/2002 - 05/19/2008 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) PANAMA CITY, FL
B
07/18/2002 - 05/19/2008 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) PANAMA CITY, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.