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Detailed Report
PATRICK R LOECHL
PATRICK RICHARD LOECHL
CRD#: 4539106
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 112 HOMER ADAMS PKWY
ALTON, IL 62002
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2011 - Present (14 years)BVAN KAMPEN FUNDS INC. (CRD# 6939)2003 - 2008 (5 years)BSCUDDER DISTRIBUTORS, INC. (CRD# 37306)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 10/25/2022
B
Minnesota 1/29/2025
B
Arizona 11/14/2017
B
Mississippi 11/14/2017
B
Arkansas 11/1/2017
B
Missouri 1/26/2011
B
California 7/12/2022
IA
Missouri 1/26/2011
B
Colorado 7/18/2016
B
New York 11/20/2024
B
District of Columbia 10/30/2023
B
North Carolina 11/15/2017
B
Florida 11/14/2017
B
Ohio 11/15/2017
B
Georgia 11/14/2017
B
Oklahoma 3/15/2018
B
Illinois 1/2/2013
B
Oregon 11/14/2017
IA
Illinois 11/17/2016
B
South Carolina 11/14/2017
B
Indiana 11/14/2017
B
Texas 11/14/2017
B
Kansas 11/14/2017
IA
Texas 11/15/2017
B
Kentucky 11/14/2017
B
Utah 11/1/2017
B
Louisiana 11/14/2017
B
Virginia 11/14/2017
B
Maine 8/22/2023
B
Washington 11/14/2017
B
Massachusetts 11/1/2017
B
Wisconsin 2/10/2023
B
Michigan 11/14/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
112 HOMER ADAMS PKWY, ALTON, IL 62002
Registered with this firm since 1/26/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
112 HOMER ADAMS PKWY, ALTON, IL 62002
Registered with this firm since 1/26/2011
Previous Registration(s)
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IA
 04/09/2008 - 12/10/2010 RUSSELL INVESTMENTS (CRD#:105734) ALGONQUIN, IL
B
 04/08/2008 - 12/10/2010 RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (CRD#:21771) SEATTLE, WA
B
 03/20/2003 - 03/07/2008 VAN KAMPEN FUNDS INC. (CRD#:6939) OAKBROOK TERRACE, IL
B
 08/07/2002 - 03/28/2003 SCUDDER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.