Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL RYAN HARM
MIKE RYAN HARM, MIKE HARM
CRD#: 4538704
IA
B
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 151 N 8th St Ste 450
Lincoln, NE 68508-1380
Lincoln, NE 68508-1380
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 151 N 8th St Ste 450
Lincoln, NE 68508-1316
Lincoln, NE 68508-1316
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Nebraska 8/5/2005
IA
Nebraska 10/31/2008
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/31/2008
B
Registered with this firm since 8/5/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/10/2004 - 08/03/2005 | LINCOLN, NE | |
B | 02/04/2004 - 08/03/2005 | LINCOLN, NE | |
IA | 09/11/2002 - 12/31/2003 | LINCOLN, NE | |
B | 06/05/2002 - 12/31/2003 | OVERLAND PARK, KS |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.