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Detailed Report
BRENDAN M MCGILLICK
CRD#: 4536910
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 600 ANTON BLVD
SUITE 1750
COSTA MESA, CA 92626
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2010 - 2011 (1 year)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2018 - Present (6 years)BEF LEGACY SECURITIES, LLC (CRD# 269923)2016 - 2018 (2 years)BSANDERS MORRIS HARRIS LLC (CRD# 20580)2011 - 2016 (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2003 - 2009 (5 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2002 - 2003 (1 year)IAEDELMAN FINANCIAL SERVICES, LLC (CRD# 113299)2011 - 2018 (7 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2004 - 2009 (4 years)
License(s)

State Registrations

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California 11/1/2018
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Texas 2/8/2021
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
600 ANTON BLVD SUITE 1750, COSTA MESA, CA 92626
Registered with this firm since 11/1/2018
Previous Registration(s)
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 08/19/2011 - 11/01/2018 EDELMAN FINANCIAL SERVICES, LLC (CRD#:113299) COSTA MESA, CA
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 04/22/2016 - 10/31/2018 EF LEGACY SECURITIES, LLC (CRD#:269923) WALNUT CREEK, CA
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 08/18/2011 - 04/22/2016 SANDERS MORRIS HARRIS LLC (CRD#:20580) WALNUT CREEK, CA
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 04/13/2010 - 07/18/2011 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) SANTA MONICA, CA
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 04/13/2010 - 07/18/2011 TD AMERITRADE, INC. (CRD#:7870) SANTA MONICA, CA
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 04/08/2010 - 07/18/2011 TD AMERITRADE, INC. (CRD#:7870) SANTA MONICA, CA
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 08/12/2004 - 02/21/2009 STRATEGIC ADVISERS, INC. (CRD#:104555) LOS ANGELES, CA
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 11/17/2003 - 02/21/2009 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SANTA MONICA, CA
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 06/26/2002 - 11/17/2003 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.